Introduction
Preparing for your RE5 exam and Class of Business training doesn’t have to be overwhelming. With the right study material, you can cut through the complexity, master the content, and step into the financial services industry with confidence.
Explore our focused guides for RE5, Investments, and Forex Investments — built to help you pass first time and grow as a professional.
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RE5 Study Guide
Passing the Regulatory Examination 5 (RE5) is a crucial milestone for anyone entering South Africa’s financial services industry as a representative. This study guide is designed to give you a clear, structured path through the material you need to master.
It covers:
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A breakdown of the FAIS Act and its key compliance requirements.
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The roles and responsibilities of Representatives and Key Individuals.
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Practical examples and real-world scenarios to reinforce your understanding.
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Summaries of complex legislative content to help you retain key points faster.
By working through this guide, you’ll gain the confidence and clarity to approach your RE5 exam with certainty. It’s not just about passing — it’s about equipping yourself with the knowledge to operate responsibly and professionally in the financial services industry.
Class of Business – Forex Investments
The Forex Investments CoB builds on your RE5 foundation, focusing on one of the most dynamic and fast-growing areas in financial markets.
You’ll learn:
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The structure and functioning of the forex market.
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Key instruments and products, including CFDs and spot forex.
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Risk management principles and the importance of transparency.
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Regulatory expectations and compliance specific to forex advice.
This program bridges the gap between theory and practice, giving you the confidence to advise in a highly technical space while maintaining strict compliance standards.
Class of Business – Investments
Once you’ve completed your RE5, you’ll also need to demonstrate competency in your Class of Business (CoB) training. This course focuses specifically on Investments, providing you with a deep understanding of the products, services, and responsibilities attached to this area of financial advice.
What you’ll gain:
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Knowledge of investment products, from unit trusts to shares and bonds.
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Insight into client needs analysis and matching solutions responsibly.
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Compliance requirements and ethical considerations when advising on investments.
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A practical, client-centered perspective on how investments are structured and managed.
This CoB training ensures you’re not just exam-ready, but also professionally ready to serve clients with integrity and skill.